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SEC Rule 10b-5
Results: 780

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311	IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF TENNESSEE WESTERN DIVISION _________________________________________________________________ In re ACCREDO HEALTH, INC. ) Add to Reading List Source URL: www.tnwd.uscourts.gov Language: English - Date: 2011-01-18 11:40:17 United States securities law Private Securities Litigation Reform Act Federal Rules of Civil Procedure Lawsuit Joinder SEC Rule 10b-5 Law Civil law Class action
312	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 18, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-06-18 17:29:22 Financial regulation Government Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
313	INITIAL DECISION RELEASE NO. 647 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-05 10:34:37 Financial regulation Financial system Financial economics 76th United States Congress Investment Advisers Act Securities Exchange Act SEC Rule 10b-5 Investment Advisor Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
314	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]August 15, 2014 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-08-15 10:23:26 Law Government Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Motion Default judgment Securities Act Securities Exchange Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
315	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-25 06:26:33 Finance Public Company Accounting Oversight Board U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act Generally Accepted Accounting Principles Sarbanes–Oxley Act United States securities law Accountancy Business
316	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 27, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-06-27 16:41:25 Finance U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Act Securities Exchange Act SEC Rule 10b-5 Sarbanes–Oxley Act Securities regulation in the United States United States securities law Financial regulation Business
317	Case 8:14-cv[removed]JSM-MAP Document 1 Filed[removed]Page 1 of 11 PageID 1 UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION CASE NO.: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-15 15:02:56 Schlossberg Securities Exchange Act Securities regulation in the United States Financial economics Financial regulation Finance United States securities law SEC Rule 10b-5 Tender offer
318	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-25 06:26:33 Finance Public Company Accounting Oversight Board U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act Generally Accepted Accounting Principles Sarbanes–Oxley Act United States securities law Accountancy Business
319	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. TP[removed]March 5, 2014 Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wrigh Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-06 12:35:22 United States securities law Funds Financial markets Financial services Exchange-traded fund Securities regulation in the United States Securities Exchange Act Security Short Financial economics Investment Finance
320	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-31 16:04:25 United States securities law Ropes & Gray Financial services Insider trading Hedge fund Due diligence Securities Exchange Act Diamondback SEC Rule 10b-5 Financial economics Law Investment

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